Compliance Officer

Allianz Global Investors

The Asia Pacific Investment Compliance team is seeking a compliance professional to join the team, which is responsible for implementing and executing AP investment compliance program (advisory, coding, monitoring, training and reporting) for the company's investment related activities in AP and is part of a global team that works in close collaboration with other regions on policies, monitoring, training and resolving issues related to the firm's investment related activities.

• Portfolio compliance monitoring using Bloomberg, including coding of investment restrictions, pre-trade and post-trade monitoring based on the portfolio/regulatory guidelines/restrictions (Shift Monitoring start at 7:30am, 9am or 10:30am)~crlf~• Perform trade surveillance monitoring as identified in the Compliance Monitoring Program. Areas may include, but not limited to best execution, fair allocation, insider dealing and etc.~crlf~• Disclosure of interests monitoring and reporting~crlf~• Prepare compliance reports to external clients, internal clients and regulators~crlf~• Implement and maintain global and regional policies related to the investment activities for AP offices~crlf~• Assist in handling the requests and enquiries from internal and external parties (e.g. clients, trustees, auditors) ~crlf~• Support the Asia Pacific Investment Compliance team in liaising with other offices on regular and ad-hoc investment compliance issues or projects~crlf~• Candidates with more relevant experience might be considered for AVP ~crlf~

• 2-3 years of Investment Compliance experience in asset management industry~crlf~• General knowledge in different types of financial instruments and asset classes~crlf~• Willingness to learn and work hard~crlf~• Good communication skills~crlf~• Excellent spoken and written English and Chinese~crlf~

CPA/ CFA/ FRM preferred but not essential

Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 100 million private and corporate customers and more than 147,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.

Allianz Global Investors is a leading active asset manager with over 750 investment professionals in 25 offices worldwide and managing EUR 546 billion in assets for individuals, families and institutions.

Active is the most important word in our vocabulary. We believe in solving, not selling, adding value beyond pure economic gain. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.~crlf~~crlf~We are committed to deliver excellence to our clients, advisors, employees, our parent company and within our industry. Putting our clients' needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork.~crlf~~crlf~We are also committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you are in need support to navigate our website or to complete your application, please send an e-mail with your request to recruiting@allianzgi.com~crlf~~crlf~


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Allianz Global Investors is a leading active asset manager operating in 25 offices globally.

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