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Senior Compliance Officer (m/f/d)

Karrierestufe:  Berufserfahren

München, DE, 80335

Verfügbar bis:  15.06.2022
Fachgebiet:  Recht & Compliance
Einheit:  Allianz Asset Management
Vollzeit/Teilzeit:  Vollzeit
Homeoffice:  Nicht anwendbar
Beschäftigungsverhältnis:  Dauerhaft
ID:  8394

Allianz Group is one of the world’s leading insurance and financial service providers, a global player employing about 150,000 people who conduct business in more than 70 countries.


Within Allianz Group, Allianz Asset Management (AllianzAM) is the financial and governance holding company for the asset management business of Allianz SE, with approx. EUR 2,000bn of assets under management and 5,000 employees worldwide. AllianzAM comprises two separate investment management companies: Allianz Global Investors and PIMCO. AllianzAM has created a business structure that both enables it to meet the demands of clients on a local basis and empowers its investment managers to focus on achieving strong and consistent investment results.



Job Purpose/Role

You will be part of the Compliance and Risk Team at AllianzAM, responsible for designing and coordinating compliance processes and managing implementation projects at AllianzAM and across our international organization of affiliated asset managers (PIMCO and AllianzGI). In addition to overseeing and supporting the Compliance programs at PIMCO and AllianzGI, you will act as an interface between AllianzAM’s Business Units and our ultimate parent entity Allianz SE.


Key Responsibilities

You will be responsible for providing reliable and practical compliance related advice to our business partners and driving key compliance program initiatives forward in a fast-paced and change-driven international office, including supporting the following matters and projects:


  • Review and implementation of Compliance processes and other assurance-related elements across asset management business, analysis of results and risk-based identification of areas for further focus
  • Development of asset management implementation strategies for Allianz Group-wide Compliance initiatives and programs
  • Regular review and update of AllianzAM suite of Compliance policies, guidelines and internal procedures to reflect evolving business needs, regulatory priorities and risk areas
  • Performance of AllianzAM-wide AML risk analysis and oversight in collaboration with the Busines Units and in alignment with Allianz Group
  • Compliance training for AllianzAM employees and management of other employee Compliance-related requests (e.g., personal account dealings, gifts & entertainment etc.)
  • Review of regulatory developments, analysis of impact to our business, and review of implementation
  • Provide Compliance advice to our multiple internal and external stakeholders
  • Support Compliance reporting requirements, planning and other Compliance-related tasks as required


Key Requirements / Skills / Experience

  • University degree ideally in law
  • Significant experience in asset management compliance
  • Excellent verbal and written English communication skills essential; German language skills are a plus
  • High service-orientation, reliability, and excellent interpersonal skills
  • Sound knowledge of asset management and/or financial industry and applicable regulatory environment
  • Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgement
  • Ability to handle multiple task and work under pressure as part of a team
  • Strong project management skills
  • Entrepreneurial mindset and a desire / willingness to innovate, learn and actively contribute to the success of our department and broader firm   



If you think you have what it takes to fill this attractive position in our dynamic organization, then please submit your cover letter and CV.  We look forward to hearing from you!

If you have any questions, please contact AllianzAM-HR-DE@allianzam.com.


Allianz Asset Management GmbH