Compliance Officer (f/m/d) - Guideline Surveillance

Allianz Global Investors

At Allianz Global Investors our people enjoy motivating, fulfilling careers. If you’re looking for a fast-paced working environment, you’re resolved to cultivate and expand your talents and relish a challenge, then join us now!~crlf~We’re committed to giving our people – experienced and energetic professionals alike – the opportunities and experiences they seek to thrive and gain personal fulfilment. We will work with you to craft your own career, develop your personal growth, and align your achievements with your ambitions.~crlf~~crlf~We are looking for you ! We are currently hiring a forward-thinking and results-oriented Compliance Officer (f/m/d) - Guideline Surveillance. This position is based in our office in Frankfurt.~crlf~~crlf~In an ambitious field and fast paced industry, we seek to improve with every single day and use technology, such as Robotics, to improve our processes and systems. We are dedicated to further develop our department within a cross-regional collaboration to deliver excellence and add value at all times. The Investment Portfolio Compliance (IPC) Surveillance team is part of the Global Legal & Compliance department. We ensure that regulatory, client and internal investment restrictions for European retail and institutional funds are in compliance. IPC considers itself independent partners to Portfolio Management, Client Services and Product teams to achieve excellence across the entire Investment Compliance process chain.

##Maintaining regulatory and auditor relationships, including taking care of queries, investigations and audits as well as formal regulatory enquiries from global regulators such as the BaFin, CSSF or SFC~crlf~##Being a trusted and independent partner to advise clients on investment and regulatory matters in a timely and professional manner~crlf~##Researching for and responding to requests, e.g. from clients, custodians, German KVGs, auditors or other entities involved in guideline compliance monitoring of AllianzGI mandates~crlf~##Daily investment compliance monitoring of client, regulatory and internal restrictions in globally led portfolios. Close interaction with various departments to ensure timely identification, documentation, escalation and resolution of compliance issues~crlf~##Conducting root cause analyses on non-compliances, joining efforts with Risk Management to understand and trigger accurate mitigation measures and calculating financial impacts~crlf~##Investigating investment queries with a view to provide impartial analysis and communicate reportable instances to management~crlf~##Participating in projects/initiatives which seek to improve processes and systems~crlf~

##Bachelor’s Degree or higher, preferably in Economics, Finance, Law or related subjects, affinity with numbers, financials & corporate governance. CFA or equivalent is a plus~crlf~##Shown experience in investment compliance within the financial industry and extensive knowledge of regulations (UCITS) as well as handling relationships with fund auditors and global regulators (BaFin, CSSF or SFC)~crlf~##Knowledge of recognized (compliance) systems, such as MIG21, Charles River, Bloomberg, SCD, Thinkfolio etc.~crlf~##A highly independent, analytical, pro-active, detail- and goal-oriented working style~crlf~##A passion for the field of Investment Compliance~crlf~##Intrinsic motivation to deliver and to improve with every day~crlf~##A mind that challenges the status-quo and finds accurate solutions~crlf~##Outspoken and confident~crlf~##Excellent time management and organization skills~crlf~

Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 100 million private and corporate customers and more than 147,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.

Allianz Global Investors is a leading active asset manager with over 750 investment professionals in 25 offices worldwide and managing EUR 546 billion in assets for individuals, families and institutions.

Active is the most important word in our vocabulary. We believe in solving, not selling, adding value beyond pure economic gain. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.~crlf~~crlf~We are committed to deliver excellence to our clients, advisors, employees, our parent company and within our industry. Putting our clients' needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork.~crlf~~crlf~We are also committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you are in need support to navigate our website or to complete your application, please send an e-mail with your request to recruiting@allianzgi.com~crlf~~crlf~


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Our way of working gives our employees flexibility in planning and arranging their work and leisure time.
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Allianz Global Investors is a leading active asset manager operating in 25 offices globally.