Compliance Manager
Taipei, TW, 10476
Join us. Let’s care for tomorrow.
At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now as a compliance officer in Taipei!
This role will primarily focus on the Anti-Financial Crime Compliance related task and will provide certain support to Taiwan Business & Regulatory Compliance when as required.
This role will have dual reporting to:
1. Solid line to Taiwan Business & Regulatory Compliance (BRC) Lead and
2. Dotted Line to Head of Anti-Financial Crime Compliance, Asia Pacific (Functional Reporting)
What you will do
• Provide advice to business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud and FATCA/CRS in a timely manner
• Work collaboratively with team members from other offices and regions to implement global minimum standards for AML/CFT (eg. Global AML Policy, Global CDD Procedures) and help with the administration of the firm`s Global CDD tool
• Take part in regulatory inspections, internal and external audits
• Conduct AML/CFT Risk Analysis, drafting and updating of AML/CFT related policies and processes and provide training to staff
• Review and analyse Anti-Financial Crime Compliance related new regulatory developments and maintain oversight of developments impacting business activities
• Potentially take on responsibilities as appointed by the AML Officer or Deputy AML Officer with registration by the competent authority
• Participate in global/regional projects and implementation of global/regional systems
• Provide other compliance support as may be requested from time to time, such as:
- Update the Compliance Manual – AllianzGI Taiwan Appendix
- Review and pre-approve marketing materials
- Provide advice and guidance to business regarding marketing regulatory requirements
- Develop and deliver compliance training programmes
- Provide compliance advice and oversight for functions in Taiwan and ensure the business is conducted according to the regulatory requirements and internal policies and procedures
• Other duties as assigned by the Anti-Financial Crime Compliance, Asia Pacific
What you bring
• Bachelor`s / Master`s degree, preferably in Law, Finance or Business
• A minimum of 5 years` experience in Anti-Financial Crime Compliance and Compliance, preferably from asset management
• Good knowledge of international and local Anti-Financial Crime Compliance related regulations
• ACAMS certification preferred
• Fluency in English and Mandarin and ability to communicate in a clear, concise, and effective manner (written and spoken)
• Good understanding of asset management and onshore/offshore fund business/strong business acumen
• Good team player, able to build positive relationships
• Attention to details
• Committed to contributing a strong Compliance culture within the firm and adhere to the firm`s values
What we offer
• “New Normal”, it’s not news to us: As a global company, we’ve known the hybrid model before it was ‘in’. Work flexibly according to internal guidelines (e.g., hybrid model/ flexible working hours)
• Investments for the future: Access to pension/ savings plans/ Allianz products
• Shared success: Company share purchasing plan
• Support for what matters: Mental health and wellbeing programs
• Investments in your career: Career opportunities within the entire Allianz Group
• Investments in your skills: Comprehensive learning and development offerings, including certifications and professional qualifications
• … and so much more!
About Allianz Global Investors
Allianz Global Investors is a leading global active asset manager.
We invest for the long term and want to create value for clients every step of the way. We do this by being active – in how we partner with clients and anticipate their needs, and build solutions based on capabilities across public and private markets. Our focus on enhancing our clients’ assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients, whatever their location or goals.
Putting our clients' needs first, behaving in a transparent way and treating people fairly means acting with integrity. We encourage a collegial culture, that supports individual responsibility. We invest in the development of our employees to maximize the power of innovation.
We at Allianz believe in a diverse and inclusive workforce, we are committed to the principles of Equal Employment Opportunity and to helping applicants with any disabilities. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in. We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation. Great to have you on board.
If you feel inspired to promote the active asset management experience, this is the place for you. Join our diverse, international, technology-enabled, and agile environment. Simply upload your CV in English to apply for this position! If you need support to navigate our websites or at any stage during your application, please send an email with your request to recruiting@allianzgi.com
To Recruitment Agencies:
Allianz Global Investors has an in-house recruitment team that sources great candidates directly. Therefore, Allianz Global Investors does not accept unsolicited resumes from agency or search firm recruiters.
When we do work with recruitment agencies, that engagement is formalized by a contract. Fees will only be paid when there is a contract in place. Without a contract in place, we will not accept invoices on unsolicited resumes, even if the candidate was ultimately employed by Allianz Global Investors.
Finally, please do not contact hiring managers directly.
54636 | Legal & Compliance | Professional | n.a. | Allianz Global Investors | Full-Time | Permanent
