Regulatory Manager (f/m/d)

Job Level:  Professional
Location: 

Frankfurt, DE, 60323

Area of Expertise:  Legal & Compliance
Unit:  Allianz Global Investors
Employing Entity:  Allianz Global Investors GmbH
Job Type:  Full-Time
Remote Job:  Hybrid working
Employment Type:  Permanent
ID:  57366
Position Cluster:  n.a.

Join us. Let’s care for tomorrow. 

 

At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now!

 

As part of the Third Party Risk Management (TPRM) team, you will be screening any new third party engagement or contract with regard to applicable regulations for a capital management company operating in Europe and Asia.

 

This position will be based in Frankfurt.

 

What you will do

 

  • Conduct regulatory screenings of contracts / engagements for European and Asian regulations 
  • Define and evolve the AllianzGI “regulatory decision tree” for Europe and APAC together with Legal & Compliance SMEs
  • Act as a SPOC within the TPRM team for Legal and Compliance SME functions
  • Coordinate Business Owner requests for regulatory screening activities and document screening results
  • Own the oversight and reporting of contracts
  • Create, maintain and report the contract inventory of all internal delegations / outsourcings (within Allianz Global Investors / Allianz Group)
  • Ensure Third Party contracts are stored centrally and changes are maintained
  • Monitor reporting to supervisory authorities
  • Act as the contact person for potential supervisory authority requests
  • Educate and create awareness on Business Owner duties according to the applicable regulatory screening result

 

What you bring

 

  • Bachelor's or Master’s degree in Law, Business Administration or a related field
  • Experience in European regulations for Capital management companies
  • Experience in Asian regulations for Capital management companies is a plus 
  • Experience in any of the following regulations is a plus:  
    • Europe: KaMaRisk, KAIT Chapter 8, ESMA Cloud Outsourcing Guideline, DORA; FinMA / FCA
    • APAC: SFC (HongKong) EDSP, MAS (Singapur), SITCA (Taiwan), OJK (Indonesia), CAC (China)

 

What we offer 

 

  • Flexible working from home and abroad according to internal guidelines (hybrid model/ flexible working hours/cross-border remote work) 
  • Access to pension/ savings plans/ Allianz products
  • Family support (relocation/ childcare facilities)
  • Company share purchasing plan 
  • Mental health and wellbeing programs 
  • Mobility solutions (Jobrad bike leasing, subvention Jobticket)
  • Career opportunities within the entire Allianz Group 
  • Self-guided learning & development 
  • … and so much more! 

 

About Allianz Global Investors

 

Allianz Global Investors is a leading global active asset manager.

 

We invest for the long term and want to create value for clients every step of the way. We do this by being active – in how we partner with clients and anticipate their needs, and build solutions based on capabilities across public and private markets. Our focus on enhancing our clients’ assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients, whatever their location or goals.

 

Putting our clients' needs first, behaving in a transparent way and treating people fairly means acting with integrity. We encourage a collegial culture, that supports individual responsibility. We invest in the development of our employees to maximize the power of innovation. 

 

We at Allianz believe in a diverse and inclusive workforce, we are committed to the principles of Equal Employment Opportunity and to helping applicants with any disabilities. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in. We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation. Great to have you on board.

 

If you feel inspired to promote the active asset management experience, this is the place for you. Join our diverse, international, technology-enabled, and agile environment. Simply upload your CV in English to apply for this position! If you need support to navigate our websites or at any stage during your application, please send an email with your request to recruiting@allianzgi.com

 

To Recruitment Agencies:

 

Allianz Global Investors has an in-house recruitment team that sources great candidates directly. Therefore, Allianz Global Investors does not accept unsolicited resumes from agency or search firm recruiters.

When we do work with recruitment agencies, that engagement is formalized by a contract. Fees will only be paid when there is a contract in place.

 

Without a contract in place, we will not accept invoices on unsolicited resumes, even if the candidate was ultimately employed by Allianz Global Investors.

 

Finally, please do not contact hiring managers directly.

 

57366 | Legal & Compliance | Professional | n.a. | Allianz Global Investors | Full-Time | Permanent