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Compliance Manager - Investigation & Quality Assurance, Asia Pacific

Job Level:  Professional
Location: 

SG, 068897

Due Date:  26/12/2021
Area of Expertise:  Legal & Compliance
Unit:  Allianz Singapore
Job Type:  Full-Time
Remote Job:  Not applicable
Employment Type:  Permanent
ID:  621

Entity: Allianz Asia Pacific (Allianz SE, Singapore Branch)

 

This role reports to the Regional Chief Compliance Officer in our Regional office here in Singapore and will be focusing on Compliance investigation (60%~70%) as well as Compliance Quality Assurance (30%~40%) for the Operating Entities in the Asia Pacific region.

 

You will be supporting the Regional Compliance Function in fulfilling its tasks relating to governance, risk management, oversight and monitoring in relation to Asia Pacific Region Operating Entities (AZAP OEs), as well as Regional Office in Singapore (AZAP).

 

It includes providing support and guidance on compliance matters and escalated topics with focus on investigation of compliance matters and further follow-up to ensure timely and effective mitigation of relevant compliance risks and issues.

 

Responsibilities:

 

  • Coordinate and lead investigation of compliance cases and issues;
  • Ensure timely reporting and coordination of investigation steps;
  • Conduct root-cause analysis and to ensure further implementation of mitigating actions (lessons learnt);
  • Interface and closely cooperate with various stakeholders incl. key control functions;
  • Develop and conduct trainings for local compliance functions on investigation processes;
  • Ensure sharing of best practices and lessons learnt across the region;
  • Develop reporting materials to various stakeholders on conducted investigations;
  • Prepare and conduct OE compliance and targeted reviews as part of the Compliance Quality Assurance Program
  • Provide business-oriented compliance advice to ensure adherence to applicable laws and regulations;
  • Monitor legal and regulatory developments in Singapore and the region.

 

 

Requirement:

  • Post-graduate degree / master’s degree
  • 5 – 7 years of work experience in compliance, audit, risk or related role within an insurance or financial services company
  • Extensive experience in leading and conducting compliance investigations;
  • Experience in people leadership;
  • Insurance / banking / regulatory work experience and/or compliance work experience is an advantage;
  • International working experience is an advantage;
  • Fluent verbal and written English are required;
  • Strong analytical problem solving and communication skills;
  • Proven team player and ability to establish and maintain working relationships with colleagues from different backgrounds, functions, and cultures.
  • Insurance / banking / regulatory work experience and/or compliance work experience is an advantage;
  • International working experience is an advantage

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. 
We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation.
Join us. Let's care for tomorrow.