Compliance Officer (f/m/d) - Regulatory Specialist

Allianz Global Investors

The Investment Portfolio Compliance (IPC) Guideline Management team is part of the Global Legal & Compliance department. We ensure that regulatory, client and internal investment restrictions for European retail and institutional funds are in compliance. IPC considers itself independent partners to Portfolio Management, Client Services and Product teams to achieve excellence across the entire Investment Compliance process chain.~crlf~~crlf~We are looking to add a senior compliance professional and regulatory specialist to our European team, located in Frankfurt. While the role is mainly focusing on regulation and daily investment guideline interpretation and coding, the individual is encouraged to participate in projects and initiatives as well.~crlf~~crlf~In an ambitious field and fast paced industry, we seek to improve with each day and use technology, such as Robotics, to improve our processes and systems. We are dedicated to further develop our department within a cross-regional collaboration to deliver perfection and add value at all times.

##Responsible and passionate about rule implementation of investment guidelines of AllianzGI portfolios to ensure investment guideline/mandate client, regulatory and internal IPC~crlf~##Maintaining regulatory and auditor relationships, including dealing with queries, investigations and audits as well as formal regulatory enquiries from global regulators such as the BaFin, CSSF or SFC~crlf~##Advise internal clients on investment & regulatory matters in a timely and professional manner~crlf~##Implementation and coding regulatory and investment guidelines in compliance systems (Bloomberg CMGR, MIG21, SQL based proprietary system)~crlf~##Handling daily investment compliance guideline requests from client, regulatory and internal partners in globally managed portfolios. Interacting with Portfolio Management, Client Services, as well as the Legal department to ensure timely identification, documentation, escalation and resolution of compliance issues~crlf~##Support the development of a global IPC function and work in such environment, incl. continuously improving coding principles, guideline standardization and rule coverage and automatization~crlf~##Participating in projects/initiatives which seek to improve processes and systems~crlf~

##Bachelor’s Degree or higher, preferably in Economics, Finance, Law or related subjects, affinity with numbers, financials & corporate governance. CFA or equivalent is a plus~crlf~##Proven experience in investment compliance within the financial industry~crlf~##Very good knowledge of regulations, in particular UCITS~crlf~##Demonstrated ability in maintaining relationships with fund auditors and with regulators (BaFin, CSSF or SFC)~crlf~##Deep knowledge of fund, securities and derivatives markets~crlf~##Knowledge of recognized (compliance) systems, such as MIG21, Charles River, Bloomberg, SCD, Thinkfolio etc. ~crlf~##Thrilled to share and explain knowledge and experience in a structured and clear manner~crlf~##A highly independent, detailed, analytical, pro-active and goal-oriented working style~crlf~##A passion for the field of Investment Compliance~crlf~##Intrinsic motivation to always deliver perfection and to improve with each day~crlf~##A mind that challenges the status-quo and finds accurate solutions~crlf~##Excellent time management and organization skills ~crlf~

Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 85 million private and corporate customers and more than 142,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.~crlf~~crlf~Allianz is an equal opportunity employer. Everybody is welcome, regardless of other characteristics such as gender, age, origin, nationality, race or ethnicity, religion, disability, or sexual orientation.

Allianz Global Investors is a leading active asset manager with over 770 investment professionals in 25 offices worldwide and managing EUR 535 billion in assets for individuals, families and institutions.

Active is how we create and share value with clients. We believe in solving, not selling, adding value beyond pure economic gain. We invest long-term, drawing upon our broad and innovative investment expertise, and leveraging resources globally to ensure a superior client experience wherever they are based and whatever their investment needs.~crlf~Active is: Allianz Global Investors~crlf~~crlf~You are committed to creating value for our clients so that they can meet their financial objectives throughout their lives. You embrace a collegial culture based on strong values, take individual responsibility, and are dedicated to mastering challenging tasks. You aspire to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you since,~crlf~Active is: Allianz Global Investors.~crlf~~crlf~

 
Encontrou a vaga perfeita? É hora de trabalhar na sua candidatura. Temos algumas dicas para você!

Registre-se/faça login em nosso sistema de candidaturas e você receberá um e-mail de confirmação com seus dados de login brevemente. Preencha o formulário de inscrição. Você pode enviar seus dados via Xing. Encontre mais informações sobre nossas regras de senha em nosso FAQ

Note que o sistema não pode processar arquivos ZIP, formatos PDF protegidos ou anexos maiores que 7 MB. Você pode enviar seus arquivos nos seguintes formatos:

  • PDF
  • MS Office formats (Word, PowerPoint, Excel)
  • Graphics Interchange Format (.gif)
  • Joint Photographic Experts Group format (.jpeg)
  • Joint Photographic Group format (.jpeg)
  • Portable Network Graphics (.png)

Encontre mais informações em nosso FAQ.

 

Entre no nosso sistema de candidaturas e verifique sua página inicial para ver o status de sua candidatura. Você pode liberar seu perfil para que nossos recrutadores possam localizá-lo(a) no sistema e entrar em contato com você. Encontre mais informações em nosso FAQ.

Não encontrou a vaga ideal? Podemos ajudar com isso. Inscreva-se para alertas de vagas! Você receberá automaticamente um alerta de vagas personalizado quando uma oportunidade adequada à sua experiência e interesse ficar disponível.

Quando for convidado(a) para uma primeira entrevista, certifique-se de consultar nosso site para saber mais sobre a Allianz como empregadora, nossa cultura e valores e obter algumas ideias para se preparar para a entrevista.

Se você tiver problemas técnicos com o nosso sistema de candidaturas, consulte nosso FAQ para mais informações. Problema ainda não resolvido? Envie um e-mail com sua solicitação e um “print” da tela com a mensagem de erro para careers@allianz.com.
Nosso expediente de trabalho permite que nossos colaboradores possam conciliar vida pessoal e profissional. 
Você é encorajado a ampliar suas habilidades e criar uma carreira através de diferentes funções, países e entidades da Allianz.
Acesse nossos programas de aprendizagem digital a qualquer momento, em qualquer lugar e como você precisa. 
Faça parte de uma companhia verdadeiramente global e explore nosso ambiente internacional.
Nós nos importamos com a sua saúde e incentivamos que esteja em forma e saudável. 
Seus resultados serão reconhecidos com uma remuneração atrativa.
Björn Eric, Allianz Capital Partners


Conheça o time da Allianz


"Atreva-se a caminhar pela linha tênue entre risco e retorno. Isso é o que fazemos no gerenciamento de investimentos alternativos."


Björn Eric, Allianz Capital Partners

7 steps of the application process at Allianz.

A Allianz Global Investors é uma das principais gestoras de ativos, operando em 25 escritórios em todo o mundo. (Inglês)
Descubra