Compliance Officer – Investment Portfolio Compliance
At Allianz Global Investors, our people enjoy motivating, fulfilling careers. If you’re looking for a fast-paced working environment, then join us now! We’re committed to giving our people – experienced and energetic professionals alike – the opportunities and experiences they seek to thrive and gain personal fulfilment. We are looking for you! Allianz Global Investors is seeking a qualified and motivated individual for the position of Compliance Officer. The successful candidate will act as an intermediary between Portfolio Management, Trading, and Operations to ensure that portfolios are compliant with all investment restrictions and the firm’s applicable policies and procedures.~crlf~~crlf~Responsibilities:~crlf~## Work within the investment portfolio compliance team to electronically via Bloomberg AIM Compliance Manager monitor compliance with all regulatory requirements and the investment guidelines of the firm’s separately managed portfolios and mutual funds including:~crlf~## Participate in the coding of client investment guidelines and regulatory requirements in the Bloomberg system.~crlf~## Communicate guideline/trading issues to individuals across the company including Portfolio Management, Trading, Operations and Client Account Managers.~crlf~## Conduct ongoing reviews of the firm’s institutional accounts to ensure compliance with client guidelines.~crlf~## Investigate compliance issues as needed and report findings back to department managers.~crlf~## Perform general compliance and operational risk related functions as instructed.~crlf~## Participate in various legal and compliance projects (regional and global).~crlf~
Required:~crlf~## Minimum of 3 years of securities and/or asset management~crlf~## Minimum of 2 years of Bloomberg CMGR coding experience or on other similar compliance monitoring systems (e.g. Charles River Development) ~crlf~## Computer proficient including Microsoft Office Suite~crlf~## This position requires flexible workings hours (as early as 6:00AM and as late as 6:00PM PT)~crlf~~crlf~Preferred:~crlf~## BS or BA ~crlf~## Experience in implementing systems and processes~crlf~## Intermediate or advance MS Excel skills include Pivot tables, V-Lookup formulas~crlf~## Detail oriented ~crlf~## Ability to work independently and as part of a team~crlf~## Excellent written and verbal communication skills~crlf~## Ability to prioritize effectively and meet both fixed and shifting deadlines ~crlf~~crlf~
Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. Join us. Let’s care for tomorrow.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
Allianz Global Investors is a leading active asset manager with over 690 investment professionals in 23 offices worldwide and managing EUR 598 billion in assets for individuals, families and institutions.
Active is the most important word in our vocabulary. We believe in solving, not selling, adding value beyond pure economic gain. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.~crlf~~crlf~We are committed to deliver excellence to our clients, advisors, employees, our parent company and within our industry. Putting our clients' needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork.~crlf~~crlf~We are also committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you are in need support to navigate our website or to complete your application, please send an e-mail with your request to firstname.lastname@example.org~crlf~~crlf~
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Allianz Global Investors
A Allianz Global Investors é uma das principais gestoras de ativos, operando em 25 escritórios em todo o mundo. (Inglês)