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Corporate Compliance Risk Management Principal - Minneapolis
This role is responsible for overseeing various Compliance risk management programs including ongoing evolution of risk management tools and protocols in the Allianz Life Ethics and Compliance department. Leads the development of methodologies and protocols for the ongoing monitoring, testing and reporting of compliance risks. Develops and manages effective project plans that help ensure progress on multiple related work streams. Partners with key department and business stakeholder including regular interactions with leadership.
- Design, build and manage monitoring and testing approaches and framework for second line oversight of key business activities.~crlf~- Execution of risk assessments in cooperation with business stakeholders.~crlf~~crlf~~crlf~~crlf~~crlf~- Identification and mapping of enterprise key controls in the business units that help ensure compliance with regulatory requirements.~crlf~~crlf~- Partner with subject matter experts and key stakeholder throughout the organization to promote buy-in and drive well-coordinated results.~crlf~- Works closely with business process owners to remediate and reduce risk based on second line of defense test findings.~crlf~- Analyze, design and assess risk-related metrics/measures; communicates business impact to business partners.~crlf~- Manages relationships with internal and external customers and stakeholders, including regular interactions with senior business leaders and Allianz Group compliance contacts worldwide.~crlf~- Industry participation: Contributes to industry leadership through articles and involvement at industry round-table events; maintains industry contacts.~crlf~
Minimum Requirements:~crlf~– 8-10 years experience required: Compliance, audit, operations management or QA related experience across multiple compliance disciplines and/or business lines.~crlf~– Four-year degree required~crlf~– Some responsibilities may require specific FINRA registrations or specific designations. (Series 7/24 preferred)~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~~crlf~
Job may require periods of stooping, bending, sitting or standing.~crlf~~crlf~At Allianz, we foster a workplace where every person feels welcome, connected, and valued.
Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. Join us. Let’s care for tomorrow.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
Retiring with financial security. Living life with confidence. At Allianz Life®, every employee knows these are the things that matter. To do what matters means giving employees the tools and opportunities they need to create innovative, industry-leading products, to discover and embrace new trends, and to strengthen the customer experience. As a company, it means creating a culture that is inclusive, where doing the right thing comes naturally, and promoting an environment that develops talent, seeks excellence, encourages smart risks, and recognizes and rewards people for their performance. Doing what matters for employees helps everyone focus on doing what matters most for our customers. Allianz Life. What you do here matters.
Why Allianz Life®? Because we hire people who are dedicated to doing what matters and we give you the quality training, support, and advancement opportunities you need to succeed. As a company known for its financial strength, we offer generous benefits, have a strong commitment to community involvement, a collaborative culture, and a unique level of energy. The result is engaged and more productive employees. From the very first day you join our team, you will know that your contributions are valued. We practice True Balance at our campus by providing a fun work environment, an on-site child development center, a fully staffed fitness center, and a variety of meal options in both our full-service cafe and bistro. And all medical, dental, and retirement benefits are effective the first day you join Allianz Life, so you can focus on what truly matters.~crlf~~crlf~An equal opportunity employer.~crlf~~crlf~
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