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Compliance Officer - Client Reporting
The successful candidate will assist in all aspects of compliance with the Investment Company Act of 1940 (“1940 Act”) and the Investment Advisers Act of 1940 (“Advisers Act”) as well as specific fund restrictions for all open- and closed-end funds and separately managed institutional accounts advised or sub-advised by AllianzGI US. ~crlf~~crlf~Responsibilities:~crlf~## Manage and respond to a range of fund and client-related reporting requirements, including the following:~crlf~## Compliance due diligence questionnaires ~crlf~## Complete compliance certifications ~crlf~## Assist with preparation and ensuring the timely and accurate filing of all regulatory reports~crlf~## Assist in the review of marketing materials and RFPs~crlf~## Perform daily surveillance of e-communications for the adviser’s personnel~crlf~## Help evaluate the adequacy and effectiveness of AllianzGI US’s policies, procedures and internal controls~crlf~## Participate in the planning and execution of the annual review of policies and procedures~crlf~## Participate in the harmonization of compliance procedures or process with AllianzGI US’s global affiliates~crlf~## Investigate compliance issues as they arise. Escalate issues as appropriate to senior managers ~crlf~## Perform general compliance and operational risk related functions as instructed~crlf~## Participate in compliance related projects as needed~crlf~
## BS/BA required~crlf~## A good understanding of the securities business 3-5 years.~crlf~## Good interpersonal skills and effective writing, analytical, and communication skills.~crlf~## General knowledge with the 1940 Act (interpreting 1940 Act fund and regulatory guidelines and restrictions). Knowledge of the Adviser’s Act a plus.~crlf~## An engaged and enthusiastic approach, including an ongoing desire to learn, take on new responsibilities, and help drive the success of AllianzGI’s business. ~crlf~~crlf~
Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 100 million private and corporate customers and more than 147,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.
Allianz Global Investors is a leading active asset manager with over 750 investment professionals in 25 offices worldwide and managing EUR 546 billion in assets for individuals, families and institutions.
Active is the most important word in our vocabulary. We believe in solving, not selling, adding value beyond pure economic gain. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.~crlf~~crlf~We are committed to deliver excellence to our clients, advisors, employees, our parent company and within our industry. Putting our clients' needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork.~crlf~~crlf~We are also committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you are in need support to navigate our website or to complete your application, please send an e-mail with your request to firstname.lastname@example.org~crlf~~crlf~
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