Corporate Compliance Senior Specialist - Allianz Investment Management LLC

Allianz Life

This position is primarily responsible for performing the compliance oversight functions of Allianz Investment Management LLC (“AIM LLC”), a registered investment adviser, and of Allianz Investment Management U.S. LLC ("AIM US"), an entity providing investment management and hedging services to Allianz Group affiliates.

- Update and maintain AIM LLC’s and AIM US's Risk Assessments.~crlf~- Conduct the annual review of AIM’s Compliance Policies and Procedures and update them when necessary.~crlf~- Conduct testing of AIM’s Policies and Procedures and provide periodic reporting of the results of the testing.~crlf~- Ensure appropriate remediation, tracking, and reporting of issues identified through testing.~crlf~- Maintain AIM LLC's Form ADV, Parts 1, 2A and 2B, by filing the required Annual Updating Amendment and any other ad hoc amendments as necessary.~crlf~- Conduct review of Marketing material of AIM LLC.~crlf~- Assist with the drafting of quarterly and annual reports from the CCO of AIM to the Boards of the Trusts as well as to the Board of Governors of AIM LLC and AIM US.~crlf~- Support the Company's efforts related to Portfolio Compliance, including utilizing Bloomberg CMGR/VMGR.~crlf~- Support the Company's efforts related to Code of Ethics Compliance utilizing StarCompliance.~crlf~- Monitor the SEC website for any changes in regulations that would affect AIM. Read and analyze any new rules and suggest ways in which AIM and or its subadvisers and third party money managers would need to comply with the changes.~crlf~

- At least 7 years’ experience in investment adviser and / or mutual fund compliance~crlf~- Strong familiarity with, and ability to apply, the requirements of the Investment Advisers Act of 1940 and the Investment Company Act of 1940~crlf~- Ability to understand, analyze, and apply statutes and regulations as well as legal contracts~crlf~- Strong verbal and written communication skills~crlf~- Ability to form strong working relationships with business partners within and outside the company~crlf~- Bachelor's Degree or equivalent work experience~crlf~

Job may require periods of stooping, standing, bending or sitting.~crlf~~crlf~~crlf~~crlf~ ~crlf~At Allianz, we foster a workplace where every person feels welcome, connected, and valued.

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. Join us. Let’s care for tomorrow.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.

Retiring with financial security. Living life with confidence. At Allianz Life®, every employee knows these are the things that matter. To do what matters means giving employees the tools and opportunities they need to create innovative, industry-leading products, to discover and embrace new trends, and to strengthen the customer experience. As a company, it means creating a culture that is inclusive, where doing the right thing comes naturally, and promoting an environment that develops talent, seeks excellence, encourages smart risks, and recognizes and rewards people for their performance. Doing what matters for employees helps everyone focus on doing what matters most for our customers. Allianz Life. What you do here matters.

Why Allianz Life®? Because we hire people who are dedicated to doing what matters and we give you the quality training, support, and advancement opportunities you need to succeed. As a company known for its financial strength, we offer generous benefits, have a strong commitment to community involvement, a collaborative culture, and a unique level of energy. The result is engaged and more productive employees. From the very first day you join our team, you will know that your contributions are valued. We practice True Balance at our campus by providing a fun work environment, an on-site child development center, a fully staffed fitness center, and a variety of meal options in both our full-service cafe and bistro. And all medical, dental, and retirement benefits are effective the first day you join Allianz Life, so you can focus on what truly matters.~crlf~~crlf~An equal opportunity employer.~crlf~~crlf~


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We build on work time models that give our employees flexibility in planning and arranging their work and leisure time. 
You are encouraged to expand your skills and create a career across functions, countries and Allianz entities.
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We're proud to be part of the Allianz SE family of companies in North America - including Allianz Global Investors and PIMCO (Pacific Investment Management Company LLC.)