Lead Investment Portfolio Compliance Officer (f/m/d) - Surveillance Team
We are searching for a team lead (m/f/d) for our Investment Portfolio Compliance Surveillance team, which is part of the Investment Portfolio Compliance function at AllianzGI Europe GmbH. The position is based in Frankfurt.~crlf~~crlf~Our Investment Portfolio Compliance function covers all investment related compliance topics within AllianzGI’s process chain and stretches across various departments such as Trading, Operations, Client Services, Legal and Portfolio Management. The Investment Guideline team provides pre, post, and ex-post investment guideline coding services to our Global Portfolio Management teams. Additionally, this team more broadly supports the Investments Compliance function in developing reporting and monitoring tools for other Investment Portfolio Compliance subjects. ~crlf~~crlf~As a Lead Investment Portfolio Compliance Officer, you are part of a cooperative Global Investment Portfolio Compliance team which works directly with Global Portfolio Managers in addressing queries and advising on technical and regulatory matters, and will be responsible for providing effective, efficient, high quality and systems development services that address both business and regulatory requirements
##Co-ordinate and assign daily tasks to enable full and complete coverage of Surveillance responsibilities~crlf~##Review and maintain the process manual and evaluate Archer statistics periodically to identify risks, gaps and workloads~crlf~##Provide working students oversight on a regular basis to ensure their tasks are undertaken to the required standard and frequency~crlf~##Conduct regular employee reviews and Coach the team to ensure there is support and appropriate tools to do their role~crlf~##Build a bridge between Global Portfolio Managers and the Investment Portfolio Compliance team where knowledge is transferred between the two areas for a more efficient and compliant process, ~crlf~##Assisting Global Portfolio Managers and Client Account Management proactively to better understand specific investment and regulatory constraints, ~crlf~##Support the compliance officers in all jurisdictions ~crlf~##Support the compliance officer to service all Portfolio Managers by assessing queries and initiating confidence building tasks ~crlf~##Review and conclude all Impact calculations for regulatory or client reporting.~crlf~##Review and maintain the process manual and all controls (eg. ISAE controls) and evaluate Archer statistics periodically to identify risks, gaps and workloads~crlf~##Investigating investment queries with a view to provide impartial analysis and communicate reportable instances to senior management~crlf~##Being involved in projects which aim to enhance surveillance processes and systems between Global Portfolio Managers, Client Account Management and Investment Portfolio Compliance~crlf~~crlf~
##Team player and ability to build relationships internally and externally~crlf~##Organizational Skills / Attention to Detail~crlf~##Ability to work independently, but also a "team player"~crlf~##Ability to multi-task in a fast-paced environment ~crlf~##Ability to problem solve and spot issues proactively~crlf~##Thorough knowledge of financial instruments including derivatives as well as regulatory provisions across jurisdictions.~crlf~##Significant practical experience of at least one industry recognised compliance monitoring system i.e. Charles River, SimCorp Dimension, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21 etc. ~crlf~##Excellent written and communication skills~crlf~##At least several years experience in the Financial Services industry~crlf~##Bachelor’s Degree or higher, preferably in Finance or related subjects~crlf~##Proficient in Microsoft Word, Excel, Access~crlf~~crlf~
Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 85 million private and corporate customers and more than 142,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.~crlf~~crlf~Allianz is an equal opportunity employer. Everybody is welcome, regardless of other characteristics such as gender, age, origin, nationality, race or ethnicity, religion, disability, or sexual orientation.
Allianz Global Investors is a leading active asset manager with over 770 investment professionals in 25 offices worldwide and managing EUR 535 billion in assets for individuals, families and institutions.
Active is how we create and share value with clients. We believe in solving, not selling, adding value beyond pure economic gain. We invest long-term, drawing upon our broad and innovative investment expertise, and leveraging resources globally to ensure a superior client experience wherever they are based and whatever their investment needs.~crlf~Active is: Allianz Global Investors~crlf~~crlf~You are committed to creating value for our clients so that they can meet their financial objectives throughout their lives. You embrace a collegial culture based on strong values, take individual responsibility, and are dedicated to mastering challenging tasks. You aspire to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you since,~crlf~Active is: Allianz Global Investors.~crlf~~crlf~
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