CASS Specialist

Allianz Global Investors

At Allianz Global Investors our people enjoy motivating, fulfilling careers. If you’re looking for a fast-paced working environment, you’re resolved to cultivate and expand your talents, and you believe in always putting the customer first, then we’re the right place for you. We’re committed to giving our people – experienced and young professionals alike – the opportunities and experiences they seek to thrive and gain personal fulfilment. We will work with you to design your own career, develop your personal growth, and align your achievements with your ambitions.

We are seeking to recruit a dynamic and ambitious CASS Specialist to join in a newly created role in our Shareholder and Distribution Services Team. In this multifaceted role you will support the Operation team in the oversight of outsourced functions to third party service providers and will also be responsible of all CASS related tasks. ~crlf~~crlf~## Manage the day-to-day CASS activities.~crlf~## Management and oversight of outsourced functions to third party service providers.~crlf~## Ensure Client Money and Asset Returns (CMAR) are accurate and comply with any new rules or guidance.~crlf~## Create, maintain and review of all policy and procedure documents related to CASS.~crlf~## Coordination of the annual external CASS audit. Also support Compliance and Internal Audit with CASS testing on a periodic basis.~crlf~## Liaise with auditors, internal and external.~crlf~## Assist with bank or custodian account opening and closing process and associated due diligence requirements.~crlf~## Ensure the CASS Resolution Pack remain complete and fit for purpose.~crlf~## Prepare quarterly updates for relevant Committees ~crlf~## Ensure appropriate training for CASS staff.~crlf~## Prepare CASS management information to report into the Board.~crlf~## Answering requests for information from Compliance to ensure the CASS Compliance Monitoring Programme testing can be conducted and that any findings are resolved in a timely manner.~crlf~## Ensure CASS breaches are appropriately recorded, reported, and escalated and root cause analysis is conducted to prevent future recurrence.~crlf~## Participate in various cross-functional projects. ~crlf~## The successful candidate will report into the Head of Shareholder and Distribution Services Europe~crlf~~crlf~

## Related experience in a CASS role overseeing a Transfer Agent service provider with full understanding of the CASS requirements in the UK.~crlf~## Significant knowledge of all CASS-related activities.~crlf~## Be the first point of contact to the FCA.~crlf~## A sound working knowledge of FCA CASS rules.~crlf~## Committed to contributing to a strong CASS compliant culture within Allianz Global Investors and adhere to its values.~crlf~## Firm understanding of the entire asset management value chain. ~crlf~## Advanced proficiency in MS Office is considered as an asset.~crlf~## Excellent command of English, verbal and written. ~crlf~## Exemplary problem-solving skills paired with project management skills as well as the ability to multi-task and handle deadlines without supervision.~crlf~## Experience in working in a dynamic and close-knit atmosphere, being able to work both independently and as part of a team.~crlf~## Strong interpersonal skills and the ability to build positive relationships, internally and externally, in a global business environment. ~crlf~~crlf~~crlf~~crlf~

We offer an attractive, performance-related compensation package and nurture a productive, flexible and enjoyable atmosphere which is run by team spirit. Your personal development is of particular importance for us. Did we spark your interest? If so, we look forward to receiving your application. ~crlf~We are an Equal Opportunity Employer.

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. Join us. Let’s care for tomorrow.~crlf~~crlf~We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in.

Allianz Global Investors is a leading active asset manager with over 690 investment professionals in 23 offices worldwide and managing EUR 598 billion in assets for individuals, families and institutions.

Active is the most important word in our vocabulary. We believe in solving, not selling, adding value beyond pure economic gain. We offer a collegial culture based on strong values, taking individual responsibility, and dedication to mastering challenging tasks. To harness the power of innovation, we invest in the development of our employees. We encourage you to make an impact in a diverse, international, technology-enabled and increasingly agile environment. If you feel inspired to elevate the active asset management experience, this is the place for you.~crlf~~crlf~We are committed to deliver excellence to our clients, advisors, employees, our parent company and within our industry. Putting our clients' needs first, behaving in an open and transparent way and treating people fairly means acting with integrity. We respect difference and diversity and reward individual performance as well as teamwork.~crlf~~crlf~We are also committed to the principles of Equal Employment Opportunity and to providing assistance to applicants with physical and/or mental disabilities. If you are in need support to navigate our website or to complete your application, please send an e-mail with your request to recruiting@allianzgi.com~crlf~~crlf~

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Allianz Global Investors ist ein führender aktiver Asset Manager, der in 25 Büros weltweit tätig ist. (Englisch)